The US securities laws require investment advisory firms to make certain disclosures before they can provide services to clients. The Form ADV is the required form filed with the securities regulators. Part one presents the basic information regarding the business, its ownership, and employees. Part two is the firm's brochure to be presented to all clients before they can be accepted. It provides information on our investment philosophy, methods of analysis, fee structure, the services we provide to clients, and information about our employees.
Below is the advisory agreement that we enter into with our clients along with supporting documents.
Comus Investment, LLC is a registered investment adviser in the State of Washington. The adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption.